Question:

Which short-term (up to one year) instrument is issued by government as a means offinancing it’s cash requirements?

A.

adrs

B.

treasury bills

C.

equity

D.

gdrs

Answer» b. treasury bills

Question:

SEBI has ———— regional offices.

A.

3

B.

4

C.

5

D.

7

Answer» b. 4

Question:

———– is a link between savers & borrowers, helps to establish a link betweensavers & investors

A.

marketing

B.

financial market

C.

money market

D.

none of these

Answer» b. financial market

Question:

Which instrument among these have historically shown to give the highest returnswhen invested over long periods?

A.

debentures

B.

bank deposit

C.

equity

D.

fixed deposit

Answer» c. equity

Question:

Which of the following is TRUE about Primary Markets?

A.

primary market is the place where public can buy and sell securities from oneanother.

B.

primary markets refer to the mobilization of funds from the public by corporatesthrough the issue of shares / debentures.

C.

primary markets are places where only short-term instruments are traded.

D.

primary markets are markets where commodities are sold.

Answer» b. primary markets refer to the mobilization of funds from the public by corporatesthrough the issue of shares / debentures.

Question:

————‐‐‐‐‐‐‐ is a professional independent broker who deals in securities on hisown behalf.

A.

arbitrage

B.

jobber

C.

odd lots

D.

none of these

Answer» b. jobber

Question:

Which of the following problems have been eliminated by Depositories?

A.

reduction in the share transfer time to the buyer.

B.

risk of stolen, fake, forged shares.

C.

stamp duty on transfer of shares in dematerialized form.

D.

all of the above

Answer» d. all of the above

Question:

The Nifty consists of —————–.

A.

30 stocks

B.

25 stocks

C.

50 stocks

D.

100 stocks

Answer» c. 50 stocks

Question:

————‐‐‐ is the person who buys securities with a view to sell them in future at aprofit.

A.

speculator

B.

issuer

C.

stock brokers

D.

none of these

Answer» a. speculator

Question:

When securities are allotted to institutional investors & some selected individuals isreferred to as —————–.

A.

initial public offer

B.

offer through prospectus

C.

private placement

D.

offer for sale

Answer» c. private placement